William Givens
Managing Director/Chief Compliance Officer & Head of Operational Risk for Morgan Stanley Wealth Management
- Role
- Executive Director at Morgan Stanley
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
Experience
Executive Director
Jun 2009 — Present
Education
State University of New York Cortland
Bachelor of Science, Economics
1992 — 1996
Skills
- Series 7
- Series 79
- Alternative Investments
- Private Equity
- Annuities
- Series 53
- Structured Products
- Insurance
- Series 24
- Etfs
- Compliance
- Esop
- 529 Plans
- Mutual Funds
- Hedge Funds
- Series 63
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