William Scott Gillies
Senior Consultant @Citi
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WORK HISTORY
Senior Consultant @Citi
New York, NY, US
Managers Control Assessment (MCA) program governance for the Markets.Transformation and implementation of new control framework, strategy and execution for Markets. Risk and control assessments for key processes in markets. Design, monitor and test of controls to mitigate all inherent risks. Perform business analysis for firmwide Qualified Financial Contract project.Managed a Citi Markets-wide effort to review and remediate all ISDA style master documentation governing derivative financial trading with top trading clients to comply with US Stay mandate. Completed foundational analysis for preventative booking controls designed to support compliance with US Stay Rules for Markets. Reviewed draft Resolution Plans for 165(d) Title 1 regulatory filing (for the Markets business before submission to Regulators. Plan, review & implement requirements for the upcoming IDI submission.
ABOUT WILLIAM SCOTT GILLIES
Financial services professional with international experience across the front to back trade life cycle process, chief risk office, product control, regulatory compliance (Volcker; RWA governance (SA-CCR Basel); US Stay Rule; Recovery & Resolution Planning 165(d); IDI Planning) and middle office trade support. Experienced with Risk and Control Self-Assessment frameworks with a strong focus on strengthening internal control environments. Recognized for partnering with Business, Risk, Finance, Operations and Technology to deliver regulatory initiatives, enhance data integrity, strengthen RWA governance, and support strategic risk management objectives across complex markets environments.
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