Will Farrish

Due Diligence Consultant, Officer @Wells Fargo

Charlotte, NC, US

Responsible for conducting Due Diligence and Investigations on Commercial customers and their related Parties, Owners, Board of Directors and Chief Level Executives, as well as high net value clients seeking to expand or establish new credit relationships. Analyze information, verify results and summarize findings into an investigation report that is delivered to the line of business managing or establishing the relationship. Screen customers and prospects against the Office of Foreign Asset Control (OFAC), the Internal Bank Secrecy Act (BSA) Hot List, Volcker Rule, FINCEN Rule, Marijuana Related Businesses and other regionally based sanctions watch lists. Ensure confirmed sanctions are escalated to the Global Sanction Reporting Group. Perform background checks on domestic customers in accordance with US Patriot Act Section 326. Review Civil Litigations, Criminal Records, Liens and Judgments, Regulatory Sanctions and Adverse news for prospective customers. Review Consumer and Business Credit Reports and escalate fraud alerts to the supported lines of business. Communicate with Relationship Managers and Compliance Team Members regarding investigation findings. Participate in Project initiatives as a Preliminary Investigation Subject Matter Expert. Manage Investigations timely and effectively to meet performance expectations.

North Carolina Agricultural and Technical State University

BS