Vivek Bhat

About Vivek Bhat

Welcome to my LinkedIn profile! I am a results-oriented professional with a strong background in KYC (Know Your Customer), compliance, and risk management. With16 years of experience in the financial industry, I have developed a deep understanding of regulatory requirements and best practices, enabling me to effectively mitigate risks and ensure compliance for organizations.Throughout my career, I have successfully led and managed high-performing teams, delivering exceptional results in challenging and dynamic environments. My expertise lies in designing and implementing robust KYC frameworks, developing policies and procedures, conducting thorough due diligence, and enhancing overall risk assessment processes.Key Skills and Specializations- KYC/CDD/EDD (Know Your Customer/Customer Due Diligence/Enhanced Due Diligence)- AML (Anti-Money Laundering) and CTF (Counter-Terrorist Financing)- Sanctions Screening and Watchlist Management- Regulatory Compliance (FATCA, GDPR, Dodd-Frank, etc.)- Risk Assessment and Mitigation- Team Leadership and Talent Development- Process Improvement and Automation- CAMS CertifiedI am deeply passionate about staying abreast of evolving regulatory landscapes and industry trends, ensuring that organizations I work with remain compliant and well-prepared to address emerging challenges. Leveraging my strong analytical skills and attention to detail, I excel in identifying potential risks, implementing effective controls, and fostering a culture of compliance within teams.Furthermore, I thrive in cross-functional collaborations, establishing strong relationships with stakeholders at all levels. I believe in open communication, fostering a proactive compliance culture, and facilitating knowledge sharing to drive collective success.If you are seeking a dedicated KYC Vice President who can lead your organization towards enhanced compliance, improved risk management, and streamlined processes, I would be delighted to connect. Let\'s discuss how we can collaborate to achieve your compliance objectives and exceed expectations.Feel free to reach out to me here on LinkedIn or via email v••••••••@gmail.com. I look forward to connecting with professionals who share a passion for excellence in compliance and risk management.

Experience

1. Vice President - Kyc Refresh - Apac

   Morgan Stanley

   Jul 2022 — Present · Bengaluru, IN

   Vice President | DDR Production Lead | APAC KYC Production Head – Periodic Reviews Morgan StanleyAs a senior leader at Morgan Stanley, I head DDR Production and oversee APAC KYC Periodic Reviews, driving operational excellence across Wealth Management and Institutional Banking. I currently lead a high-performing team of 35+ professionals, managing complex workflows that span 20+ diverse geographic regulatory requirements.My focus is on delivering scalable, compliant, and efficient KYC solutions while ensuring seamless alignment with global standards. Beyond core operations, I actively champion AI and technology-driven initiatives to enhance productivity, strengthen quality outcomes, and future-proof processes in an evolving regulatory landscape.Key Highlights-Leadership of large-scale KYC production teams across APAC-Expertise in regulatory compliance across multiple jurisdictions-Proven success in operational transformation and process optimization-Driving innovation through AI and advanced technology adoption

Education

• Bangalore University

  Bachelor's degree, Law

  2006 — 2010

• Manipal Academy of Higher Education

  Master of Business Administration (MBA), Marketing

  2012 — 2014