Viveca M. Woods

About Viveca M. Woods

Strategic business mindset. Best practices in financial services/banking. Consummate…

Experience

1. Regulatory Engagement VP

   HSBC

   Feb 2024 — Present

   Ensure management of U.S. regulatory obligations, illustrate the Bank\'s culture of compliance and foster positive relationships with regulatory agencies including the Office of the Comptroller of the Currency (OCC), the Federal Reserve (FRB) and FDIC, in addition to clearing houses (Options Clearing Corp, and DTCC)-Advise executive and senior management on key regulatory matters, and effective strategies prior to and during interactions with regulators to achieve favorable outcomes-Partner with several lines of business (LOBs) including Securities, and Wealth and Personal Banking (AUM).Also, work directly with several US and Group (global) functions including: Risk Monitoring, Business Continuity, Investment Management, CRA, FLA, Digital, IT, Third-Party Risk Management (TPRM), BSA/AML, Fiduciary, AUM, Organizational Change Management + more-Oversee and manage regulatory examinations, reviews and ongoing supervision (OGS) meetings. Proactively address regulatory requests, responses and concerns- Execution of day-to-day regulatory interactions and information requests to maintain and strengthen regulatory relationships-Manage the development of appropriate and comprehensive regulatory responses and remediation plans when risk, issues and concerns are identified-Timely and accurate reporting/escalation of regulatory activity, emerging issues and/or themes.

Education

• Columbia University

  Master of Science - MS

• The College of New Rochelle

  Bachelor of Arts - BA Cum Laude