Vishvesh R

Risk Consultant @EY

Bengaluru, IN

Executed KYC refresh for Medium Risk Review (MRR) of institutional customers at a top Australian bank, ensuring full compliance with regulatory requirements and internal policies.• Managed client outreach by coordinating with Relationship Managers (Insto RM’s) and collaborating with cross-functional teams to gather the required information for KYC refresh, ensuring seamless support for customers.• Well-versed in KYC processes, specializing in the analysis of beneficial ownership to assess customer risk levels and conducting Enhanced Due Diligence (EDD) for high-risk clients.• Performed Sanctions screening and PEPs identification. Reviewed potential negative news hits across Global Client Management divisions. • Coordinated with the Money Laundering Reporting Officer (MLRO) to address any policy deviations, review KYC documentation, and ensure proper risk assessments were conducted.• Reviewed trust documents, unit holder registers, and share certificates to verify ethnicity and ensure compliance with certification standards and regulatory guidelines.• Conducted KYC and AML due diligence for a diverse range of clients, including companies, trusts, funds, charities and ensuring comprehensive client profiles and full compliance with relevant regulatory requirements.• Maintained accurate KYC profiles and provided regular updates on client status, ensuring ongoing monitoring of clients to mitigate potential risks.