Vishal Saxena

Vigiilance Officer @IDFC FIRST Bank

Mumbai, IN

Heading a team of 52 members and driving complex investigations across allegations of misconduct, policy breaches, corrupt behavior or reputational issues, including leading and conducting witness and suspect interviews, in accordance with the Bank Standard · Developing a CVO function in the organization as per Management and Regulatory expectations· Leading end to end investigation of all matters related to fraud and vigilance involving employee and gathering & taking logical conclusion in terms of corrective and punitive action · Directing atomization of various process in the fraud and vigilance department· Closely monitoring staff account to identify any unusual activities · Acting as head of Law enforcement authority communication desk· Liaising & coordinating with senior management committee, Vigilance committee, Whistle blower committee, Audit committee and others· Responding to requests and collaborating with various regulatory agencies & executive management· Coordinating with all regulatory examiners during compliance examinations & ensuring response to compliance team.· Tracking operational risk, identifying risk situations and implementing appropriate actions to minimize loss· Auditing quality management system, reporting non-conformances, identifying root causes and effectively implementing corrective actions for reducing risk, promoting operational efficiency and ensuring high quality customer service· Preparing meaningful, clear, concise and grammatically correct reporting of audit findings and recommendationsMonitoring overall functioning of processes, identifying improvement areas and implementing adequate measures to maximize customer satisfaction level

Carmel convent School Neemuch

Schooling

Indian Institute of Banking & Finance

Diploma in AML & KYC

All India Institute of human rights. New Delhi (CC)

Post Graduate diploma

D.A .V.V.UNIVERSITY Indore

BBA

Association of Certified Fraud Examiners

CFE

D.A.V.V.UNIVERSITY Indore

MBA

Asian school of cyber law

Certified digital evidence analyst