Vishal Mithani
Asset and Wealth Management Operations, Investment Compliance, Transformation & Analytics
- Role
- Executive Director at J.P. Morgan
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Vishal Mithani
Investment compliance Lead- Equity, MultiAsset and Wealth mgmt. Coding & Monitoring COE for Asset management, Fund surveillance -UCITS, 1940 ACT and Sec 9.6C standards. Sec ops proficiency, Strategic transformations, Agile implementations via AI, IA & BA experts (ML, NLP, UIPath, Python, Exceptor, Alteryx and Bot). Design global operating models and strengthening Controls framework Prior commitments provide experience in AWM Trade support, Middle office and Core operations.
Experience
Executive Director
Jan 2026 — Present
Education
Institute Of Technology And Management
Master's degree, Finance, General
2009 — 2011
Skills
- Operation Risk
- Asset Management
- Management
- Lean Six Sigma
- Team Management
- Back Office
- Middle Office
- Change Management
- Investment Banking
- Trade Compliance
- Operations Management
- Career Development
- People Management
- Capital Markets
- Lean Tools
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