Vishal Kukreja

Vice President Compliance @Morgan Stanley

Mumbai, MH, IN
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WORK HISTORY

Jan 2022 — Present

Vice President Compliance @Morgan Stanley

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Mumbai, IN

Leading Non-Financial Risk/Compliance testing and monitoring initiatives in Mumbai for Asia region covering Institutional Securities, Wealth and Asset Management. Incharge of delivering thematic reviews and developing risk-based audit strategies to assess regulatory risk control framework and strengthen governance.

EDUCATION

2008 — 2010

Maharashtra Institute of Technology

Post Graduation, Finance and Financial Management Services

SKILLS

Business AnalysisBankingRisk ManagementTeam ManagementMicrosoft ExcelMisManagementManagement Information Systems (Mis)Business StrategyInternal AuditInternal Controls

ABOUT VISHAL KUKREJA

With over eight years as Vice President Compliance at Morgan Stanley, I lead non-financial risk testing and monitoring initiatives for the Asia region. My work focuses on delivering thematic reviews, developing risk-based audit strategies, and assessing regulatory risk control frameworks to fortify governance and mitigate regulatory risk exposure. Supporting compliance testing initiatives across Institutional Securities, Wealth, and Asset Management, I specialize in evaluating control environments and managing compliance audits. My role empowers organizations to navigate complex regulatory landscapes while fostering a robust culture of compliance.

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Vishal Kukreja — Vice President Compliance at Morgan Stanley in Mumbai, MH, IN | Unifers