Violet Gesing
Asst Director Compliance @Principal Financial Group
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WORK HISTORY
Asst Director Compliance @Principal Financial Group
EDUCATION
Loyola University Chicago School of Business
MBA, Finance, Economics
University of Illinois at Chicago
Bachelor's degree, Pre-Law Studies / Economics
ABOUT VIOLET GESING
Experienced and motivated compliance professional with over 20 years of compliance and broker-dealer knowledge and expertise. Home office and field level experience and working knowledge of regulatory organizations including the SEC, FINRA, and state insurance and securities departments. A proven communicator and public speaker with the ability to deliver complex messages and concepts while maintaining professional integrity. Proven leader to a remote group of employees.
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