Vinoth Kumar Rajendran

About Vinoth Kumar Rajendran

With 18+ years of strong banking experience, transitioned multiple processes and stabilized them as per the TAT. Synchronizes with operations & firm level maturing of the First & Second Line of Defense function with Operational Control Testing, RCSA, Issue/Incident Management, Compliance Independent Assessment, Compliance policies review and, implementation, governance adherence and maintaining risk standards to drive compliance with regulatory and Corporate Policy requirement. Responsible for the Business control monitoring testing and reporting the status of the testing plan to Chief Compliance Officer, Business Management, and Risk Committee. I help my team and the management to meet the Compliance and operational requirements. My unique mix of operation with Risk & Compliance experience gives me the insight to understand how to best execute efficient and effective business controls, as well as create a differentiated client experience.I have a track record for being able to launch complex projects that allow financial institutions to achieve more efficient operations, better manage risk and achieve higher profitability through cost management and revenue loss prevention. I create strong operations processes that enable significantly better client experiences and strengthen client loyalty.Throughout my career, I\'ve built and managed teams ranging from 5 to 150 FTEs. I\'m known as a hands-on, results-oriented leader who engages, mentors and develops teams across multiple regions. I create initiatives that transform my staff into higher calibre, loyal employees.Key Specialties:• Compliance Manager• Compliance Risk Monitoring and Testing• Code of Business Ethics and Conduct• Conflict of Interest• Gap assessment on Compliance Policies• Issue & Incident Management, Root cause analysis, Assessment on Core Compliance. Operational incidents.• Control Monitoring and Testing• Daily Margin Payments• Collateral management• Cash Settlements • Transition management• T+1 Breaks • INVOICE PROCESSING • Budgeting• Leadership• Customer Relationship Manager• Client Management• People Oriented Manager

Experience

1. Vice President - Control Management - Wells Fargo - Chennai

   Wells Fargo

   Oct 2024 — Present · Chennai, IN

Education

• Pondicherry University

  Master of Business Administration - MBA, HRM

  2007 — 2009