Vineeth Gudala

About Vineeth Gudala

Detail-oriented and analytical KYC/AML/BSA Analyst with over 4+ years of experience in compliance, risk management, and financial crime prevention. Skilled in navigating complex regulatory frameworks and performing comprehensive transaction monitoring, customer due diligence, and risk assessments. Good in analyzing, reconciling, and correcting data inconsistencies for regulatory adherence. Proficient in utilizing advanced analytical tools and software to identify, investigate, and mitigate risks, ensuring full compliance with the Bank Secrecy Act (BSA), AML regulations, and other legal standards. Dedicated to upholding the highest levels of accuracy, integrity, and confidentiality to protect the financial system and contribute to the success of a dynamic financial institution.

Experience

1. Aml Kyc Quality Control Analyst

   JPMorganChase

   Nov 2024 — Present · Chicago, IL, US

   Conducting comprehensive KYC QC reviews for a range of client types including Funds, Private Equity Funds, Hedge Funds, NOAH, SPVs, SPVs, NBFIs, NOAH, Trusts, Individuals, Personal Investment Companies (PICs), and Operating Companies.• Reviewing KYC for Funds, SPVs, NBFI, Trust, Individual, PIC (Personal Investment companies), and Operating Companies (SPOC/LPOC) for new clients as well as existing clients.• Managed upload and integration of global watchlists (OFAC, PEP, adverse media) • Perform Gap analysis and process audits to improve KYC onboarding and periodic review procedures.• Participated in end-to-end Implementation, configuration, and periodic tuning of name screening systems, leveraging LexisNexis and other tools.• Led data mapping and validation efforts across onboarding systems and compliance platforms to ensure clean and consistent input into screening engines.• Developed SQL queries to analyze and validate KYC/CDD data for missing or incorrect records.• Performed Manual testing on KYC onboarding systems, validating customer profiles against regulatory requirements.• Performing name screening (CLS), SPDD, product and account due diligence, AML risk summaries, Lexis Nexis checks, and documentation reviews.• Analyzed customer data and created SQL queries to extract and validate information for KYC and compliance reporting.• Identifying Customer Identification Program (CIP) information for both entities (e.g, legal name, EIN/TAX ID, incorporation details) and individuals (e.g, DOB, government IDs).• Collaborated with Technology teams across BRD (Business Requirement Document), FRD (Functional Requirement Document), UAT (User Acceptance Testing), and Production Support phases to ensure successful end-to-end delivery of KYC/AML enhancements.• Conducted UAT and system testing on compliance systems, ensuring accurate implementation of regulatory rule sets and client risk workflows.

Education

• Trine University

  Master's degree

  2022 — 2023

• JNTUH College of Engineering Hyderabad

  Bachelor's degree

  2015 — 2019