Vincent Galli

Compliance Officer, CAMS, VP at Wells Fargo

Role
Compliance Officer, Cams, VP at Wells Fargo
Location
Minneapolis, MN, US
LinkedIn followers
500 followers

About Vincent Galli

Detail-oriented Compliance and Risk Management Professional with extensive experience in banking regulations, auditing, and financial crimes risk management. Adept at identifying regulatory risks, developing compliance programs, and overseeing audits to ensure adherence to federal banking laws. Certified Anti-Money Laundering Specialist (CAMS) with a proven track record in leading compliance initiatives, issue remediation, and regulatory reporting.

Experience

  1. Compliance Officer, Cams, VP

    Wells Fargo

    Sep 2024 — Present · Minneapolis, MN, US

    Lead the identification and escalation of emerging horizontal compliance risks, regulatory updates, trends, and issue remediation to ensure proactive compliance management.• Partner with cross-functional teams to support regulatory examinations, audits, and address compliance related request.• Serve as the Subject Matter Expert for the Flood Disaster Protection Act (FDPA), overseeing program policies, training, and compliance monitoring for Wells Fargo Businesses.• Manage the alignment of FDPA policies with Wells Fargo\'s business products, services, processes, and controls to migrate compliance risks.• Maintain a strong working knowledge of federal banking regulations to effectively advise and ensure compliance across business operations.

Education

  • St. Cloud State University

    Bachelor of Applied Science (B.A.Sc.), Finance and Financial Management Services

    2006 — 2010

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Vincent Galli — Compliance Officer, Cams, VP at Wells Fargo in Minneapolis, MN, US | Unifers