Vikrant G Kharosekar

About Vikrant G Kharosekar

I bridge the gap between regulatory rigor and operational efficiency. With a foundation in IT Engineering and hands-on experience at global leaders like Amazon and CLSA, I specialize in scaling compliance frameworks across Capital Markets and E-commerce.​Core Impact:​Capital Markets Expertise (CLSA): Leading AML reviews, Sanctions screening, and KYC due diligence for high-profile IPO clients in Hong Kong and Singapore.​Operational Excellence (Amazon): Leveraged automation to increase quality output by 38% while mentoring global teams.​Tech-Driven Compliance: Using my engineering background to develop scalable, automated workflows that reduce risk without slowing down business growth.​Let’s connect if you’re looking for a Compliance professional to elevate your compliance operations through innovation and cross-functional leadership.

Experience

1. Compliance Officer

   CLSA

   Jul 2025 — Present

   Compliance Officer:(Equivalent to AML/KYC operations analyst) As a Compliance Officer at CITIC CLSA, I play a key role in ensuring robust AML and KYC practices for capital markets and IPO clients across Hong Kong and Singapore. My work focuses on maintaining regulatory compliance, safeguarding sponsor independence, and driving effective risk management across business operations.Key Contributions: AML Reviews: Execute Anti-Money Laundering reviews in line with Wolfsberg and CBCR standards, ensuring compliance with international benchmarks. KYC for IPOs: Conduct periodic KYC reviews for IPO clients across Hong Kong and Singapore, ensuring timely and accurate due diligence. Conflict & Sanctions Checks: Manage conflict checks to ensure sponsor independence, perform Sanctions screening, and carry out Customs due diligence. Risk Reporting & Audits: Prepare and deliver weekly reports, risk summaries, and audit-ready documentation for senior management and regulatory bodies.I continue to focus on regulatory excellence, due diligence, and proactive risk mitigation, contributing to the strengthening of CLSA’s compliance framework in the capital markets space.

Education

• Sinhgad College of Engineering

  Bachelor of Engineering - BE, Information Technology

• Swami Vivekanand Institute Of Polytechnic Latur

  Diploma, Computer Engineering