Vikas Kaul

Product Owner - Market Conduct Trade Surveillance Ai @UBS

London, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jan 2026 — Present

Product Owner - Market Conduct Trade Surveillance Ai @UBS

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Led SME workshops and developed future state AI LLM / ML related transformation proposals for seniormanagement alignment. Conducted deep dive reviews of alert review and disposition processes for applications like SMARTS, STEELEYE, TRADING HUB etc, focusing on alert types like Insider dealing, Wash trading etc. Partnered with IT to define a robust set of features for future ML components and prompts for the LLM components.

EDUCATION

N/A

Nanyang Technological University Singapore

Mini Masters, Business/Commerce, General

2000 — 2004

Jawaharlal Nehru Engineering College

Bachelor of Engineering (B.E.), Electronics and Communications Engineering

SKILLS

Agile MethodologiesOperations Process ImprovementWealth ManagementRequirements AnalysisVendor ManagementService Delivery ManagementPerformance ReportingPortfolio Performance AnalysisOperations ManagementBusiness AnalysisCash Flow ReportingTestingPerformance AttributionProject ManagementOperational Risk ManagementSoftware Project ManagementClient Reporting

ABOUT VIKAS KAUL

Product and transformation leader with 20 years of experience across Market Conduct, Trade Surveillance, AI/ML, and risk data analytics. Skilled at simplifying complex technology, shaping control‑execution platforms, and delivering measurable efficiency and risk‑reduction outcomes. Strong track record leading global teams, governing multi‑region control frameworks, and designing explainable, regulator‑friendly AI solutions.

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Vikas Kaul — Product Owner - Market Conduct Trade Surveillance Ai at UBS in London, GB | Unifers