Vikas Kaul
Product Owner - Market Conduct Trade Surveillance Ai @UBS
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WORK HISTORY
Product Owner - Market Conduct Trade Surveillance Ai @UBS
Led SME workshops and developed future state AI LLM / ML related transformation proposals for seniormanagement alignment. Conducted deep dive reviews of alert review and disposition processes for applications like SMARTS, STEELEYE, TRADING HUB etc, focusing on alert types like Insider dealing, Wash trading etc. Partnered with IT to define a robust set of features for future ML components and prompts for the LLM components.
EDUCATION
Nanyang Technological University Singapore
Mini Masters, Business/Commerce, General
Jawaharlal Nehru Engineering College
Bachelor of Engineering (B.E.), Electronics and Communications Engineering
SKILLS
ABOUT VIKAS KAUL
Product and transformation leader with 20 years of experience across Market Conduct, Trade Surveillance, AI/ML, and risk data analytics. Skilled at simplifying complex technology, shaping control‑execution platforms, and delivering measurable efficiency and risk‑reduction outcomes. Strong track record leading global teams, governing multi‑region control frameworks, and designing explainable, regulator‑friendly AI solutions.
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