Ventura E. de Rosa
Compliance Officer @TransRe
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WORK HISTORY
Compliance Officer @TransRe
New York, NY, US
Assisting in compliance program risk assessment and updates• Monitoring insurance, financial services, governance & compliance, privacy & data security legislation and regulations• Reviewing and revising compliance policies and procedures• Monitoring effectiveness of company policies and developing, issuing, and tracking completion of employee training• Coordinating compliance activities with global and local regulatory requirements• Working with compliance staff at local branch level to ensure compliance with regulatory requirements.• Identifying risks and recommending solutions and implementation strategies for compliance issues to management and employees of all business units• Collaborating with risk and internal audit on identification of risk, development of risk register, risk assessment, and monitoring and testing• Assisting in day-to-day supervision of the Compliance team in various policy areas, including sanctions compliance, conduct, ethics, conflicts, AML, ABAC, Third Party risk, and KYC.
EDUCATION
Fordham University School of Law
Juris Doctor
William Jewell College
Bachelor of Science (BS), Accounting and Business/Management
ABOUT VENTURA E. DE ROSA
As a Compliance Officer at TransRe, my expertise in risk management is continuously put to the test as I navigate complex insurance, financial services, governance, and data security legislation. The core of my role involves updating risk assessments, enhancing policies, and driving comprehensive employee training programs. My proficiency in policy development and implementation is instrumental in aligning our operations with global and local regulatory demands.Our team\'s dedication to mitigating compliance issues has led to the development of innovative solutions that safeguard the company\'s adherence to industry standards. In collaboration with internal teams, I\'ve contributed to the creation of robust compliance frameworks that not only address immediate risks but also anticipate future regulatory changes. This proactive approach ensures TransRe remains at the forefront of compliance excellence in the insurance sector.
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