Venkata Kishore Tanneru

Senior Kyc Analyst @UBS

Hyderabad, IN

A professional with 9 years of experience as SME in KYC, AML, Transaction Monitoring, Sanctions screening, and Sanction Payment screening. Adroit in Identifying and verifying KYC documents and customer statistic data.Acting as supporting Team Lead in absence of Authorized Officer and managing the team of 5 members. Proactively performing KYC Periodic reviews of UBS Investment Banking for Low, Medium, High, and Higher risk clients. Accountable for following AML policies and procedures in line with the regulatory requirements (Office of Foreign Assets Control (OFAC), Fin Crime) and Global minimum standards. Managing collection and verification of client data via publicly available and internal sources. Drafting the information request to Business Sponsor and the Client on the requirements which are required to complete the periodic review. Responsible for drill down the ownership structure until the natural stopping point and identification of day-to-day controllers based upon the entity types. Performing Sanctions and VBA (Vulnerable Business Activities) on all the clients from the consolidated Audited Annual Report, ADV document, String searches in open media. Liable for performing sanctions, negative news, and PEP screening on all the connected parties (Beneficial owners, Client name, Alias names, Day to day controllers and other connected parties associated with the specific entity types). Contacting Clients/BS to obtain updated documentation/ KYC information depending on regulatory requirements and analyzing any transactions that appear unusual based on customer’s profile. Documenting the information obtained on the client’s as required by global KYC procedures. Identifying and escalating any suspicious or unusual matters to AML and LOB compliance for further investigation. Performs QC -4 Eye check for team members prior to submission of 6-Eye Check.

Aurora's Degree college

B.Sc

IFIM Business school

PGDM