Varun Upneja
Legal Secondee at Barclays | Associate at Sidley Austin LLP
- Role
- Legal Secondee at Barclays
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Varun Upneja
Legal Secondee at Barclays | Managing Associate at Sidley Austin LLP Hey y\'all…
Experience
Legal Secondee
Jul 2025 — Present · New York, NY, US
Research SEC Rules, such as 15c3-1, 15c3-3, 15a-6, 17a-5 and draft slides for Barclays leadership explaining relevant provisions and highlighting risk areas•Provide guidance on broker-dealer regulations, including Regulations K, Q, and W, to cross-functional stakeholders •Assist Managing Director and General Counsel with various issues such as authoring service contracts, compliance documents, and NDAs
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