Vanessa Laws
Director of Compliance @Lighthouse Investment Partners, Llc
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WORK HISTORY
Director of Compliance @Lighthouse Investment Partners, Llc
EDUCATION
Illinois State University
Bachelors of Science, Communication Sciences and Disorders, General
SKILLS
ABOUT VANESSA LAWS
A seasoned financial industry leader with proven expertise in superior management of resources, processes and relationships in both operations and compliance. Core competencies include:• Reviewing marketing materials for investor transparency and regulatory compliance as well as as participating in annual compliance audits. Assisting in the education of Sales and Marketing staff on best practices and requirements for all marketing communications. • Leading and empowering staff to provide excellent client servicing and optimal processing for mutual funds, separate accounts, institutional money management, hedge funds and trusts.• Improving systems, procedures and team performance through gap analysis, resource assessment, risk identification and workflow mapping of current processes and future goals to realize efficiencies and enhancements.• Cultivating internal and external client relationships to continually improve communication, client satisfaction and financial performance.
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