Vanessa A.
Compliance Officer at Itau International Securities
- Role
- Compliance Officer at Itaú USA
- Location
- Miami, FL, US
- LinkedIn followers
- 500 followers
Experience
Compliance Officer
Sep 2019 — Present · Miami, FL, US
As Compliance Officer, Supervisory Principal, I am responsible for the day to day supervision of sales processes and practices, working closely with the Chief Compliance Officer, ensuring the firms policies and procedures are followed and firm’s regulatory requirements are met.
Education
University of Phoenix
Bachelor of Science in Business, Green & Sustainability Enterprise Management
Cornell University
Cornell Law School - Master of Science in Legal Studies
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