Vaibhavi Vaidya

Vaibhavi Vaidya

Executive Director - Internal Audit | Technology & Operations | Fraud Risk | U.S. Banks | MBA | CISA | Morgan Stanley

Role
Executive Director - Internal Audit at Morgan Stanley
Location
New York, NY, US
LinkedIn followers
500 followers

About Vaibhavi Vaidya

With over 10 years of experience in Internal Audit and 15 years of experience within the financial services industry, I am a seasoned professional who specializes in integrated auditing, ITGC and business control testing, application control testing, quality assurance, and project management. I have a strong background in information systems and finance, as evidenced by my MBA degree and my CISA and ISTQB certifications.As the current VP of Internal Audit at Morgan Stanley, I lead the audit coverage for Wealth Management Operations, as well as have covered other areas such as Institutional Equities, Prime Brokerage, Model Control, Risk Management and SDLC/Change Management in the past. I am responsible for developing the annual audit plan, performing risk assessments, conducting and managing audits, and developing recommendations to strengthen internal controls and improve operational efficiency. I have successfully delivered audits for various business domains, such as Equities, Prime Brokerage, Research, Wealth Management, Risk Management, Credit Risk, Banking, Mortgages, and Payments. I also have extensive experience in industry analysis, user acceptance testing, and test management. I am passionate about providing high-quality and value-added audit services to the firm and its stakeholders, and I always strive to uphold the highest standards of professionalism, integrity, and ethics. I enjoy working with a diverse and talented team of auditors, and I am committed to mentoring and coaching them to achieve their full potential.

Experience

  1. Executive Director - Internal Audit

    Morgan Stanley

    Jan 2026 — Present

Education

  • Dharmsinh Desai University

    Bachelor of Engineering, Electronics & Communication

    2003 — 2007

  • Baruch College

    Master of Business Administration (MBA), Information Systems and Finance

    2013 — 2014

Skills

  • Industry Analysis
  • System Testing
  • Wealth Management
  • Requirements Analysis
  • Regression Testing
  • Microsoft Excel
  • Agile Methodologies
  • Test Cases
  • Var
  • Sql
  • Quality Center
  • Sdlc
  • Test Strategy
  • IT Strategy
  • Software Quality Assurance
  • User Acceptance Testing
  • Business Requirements
  • Test Planning
  • Testing
  • Risk Based Testing
  • Value at Risk (Var)
  • Credit Risk
  • Pl/Sql
  • Project Management
  • Test Automation
  • Test Management
  • Manual Testing
  • Internal Audit
  • IT Audit
  • Automation
  • Defect Tracking
  • Test Execution
  • Hp Quality Center
  • Qtp

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