Vaibhavi Vaidya
Executive Director - Internal Audit | Technology & Operations | Fraud Risk | U.S. Banks | MBA | CISA | Morgan Stanley
- Role
- Executive Director - Internal Audit at Morgan Stanley
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Vaibhavi Vaidya
With over 10 years of experience in Internal Audit and 15 years of experience within the financial services industry, I am a seasoned professional who specializes in integrated auditing, ITGC and business control testing, application control testing, quality assurance, and project management. I have a strong background in information systems and finance, as evidenced by my MBA degree and my CISA and ISTQB certifications.As the current VP of Internal Audit at Morgan Stanley, I lead the audit coverage for Wealth Management Operations, as well as have covered other areas such as Institutional Equities, Prime Brokerage, Model Control, Risk Management and SDLC/Change Management in the past. I am responsible for developing the annual audit plan, performing risk assessments, conducting and managing audits, and developing recommendations to strengthen internal controls and improve operational efficiency. I have successfully delivered audits for various business domains, such as Equities, Prime Brokerage, Research, Wealth Management, Risk Management, Credit Risk, Banking, Mortgages, and Payments. I also have extensive experience in industry analysis, user acceptance testing, and test management. I am passionate about providing high-quality and value-added audit services to the firm and its stakeholders, and I always strive to uphold the highest standards of professionalism, integrity, and ethics. I enjoy working with a diverse and talented team of auditors, and I am committed to mentoring and coaching them to achieve their full potential.
Experience
Executive Director - Internal Audit
Jan 2026 — Present
Education
Dharmsinh Desai University
Bachelor of Engineering, Electronics & Communication
2003 — 2007
Baruch College
Master of Business Administration (MBA), Information Systems and Finance
2013 — 2014
Skills
- Industry Analysis
- System Testing
- Wealth Management
- Requirements Analysis
- Regression Testing
- Microsoft Excel
- Agile Methodologies
- Test Cases
- Var
- Sql
- Quality Center
- Sdlc
- Test Strategy
- IT Strategy
- Software Quality Assurance
- User Acceptance Testing
- Business Requirements
- Test Planning
- Testing
- Risk Based Testing
- Value at Risk (Var)
- Credit Risk
- Pl/Sql
- Project Management
- Test Automation
- Test Management
- Manual Testing
- Internal Audit
- IT Audit
- Automation
- Defect Tracking
- Test Execution
- Hp Quality Center
- Qtp
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