Rohit S Rathore

About Rohit S Rathore

AML Compliance and Program Lead with 14+ years of experience across Technology, Banking, Financial Services, Retail, and Insurance, specializing in the design, enhancement, and governance of enterprise AML compliance frameworks. Proven expertise in aligning AML programs with evolving regulatory expectations while supporting business growth, operational scalability, and risk mitigation.I work closely with compliance, risk, operations, and technology leaders to identify emerging AML risks, strengthen customer due diligence (CDD/EDD/KYC) controls, enhance suspicious activity monitoring and reporting, and improve overall compliance effectiveness. My experience includes contributing to AML policy and procedural enhancements, supporting regulatory readiness, and delivering program-level insights to senior stakeholders.In my current role, I serve as a Compliance Domain Lead, overseeing AML-related technology platforms, data pipelines, and operational controls to ensure reliability, scalability, and regulatory integrity of critical compliance systems. I lead cross-functional initiatives, support AML program enhancements, and help translate regulatory requirements into practical, sustainable controls.My background combines AML compliance, risk assessment, data governance, and program execution, enabling me to bridge the gap between regulatory intent and real-world implementation. I have hands-on experience with suspicious transaction typologies, SAR governance, FinCEN reporting, and anti-human trafficking controls, and I am committed to building compliance programs that are both effective and business-aligned.I am driven by a strong sense of accountability, clarity, and continuous improvement, and I bring a balanced approach to compliance - protecting institutions, customers, and the financial system while enabling responsible innovation.

Experience

1. Site Reliability Engineer - Domain Lead

   CGI

   Jul 2021 — Present

   Involvement in different Data Practices and Engagements to help business build systems for collecting, validating, migrating and preparing the high-quality data for better business decisions. Helping business to identify and validate the AML scenarios related to suspicious transactions like High-Risk Jurisdictions, Charitable Organizations, Third-party Payments, Cash/ATM Activities, Elder Abuse, Marijuana Related Businesses, Trade-based Money Laundering, Virtual Currency and Human Trafficking. Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) to collect identifying information in order to verify a customer\'s identity and more accurately assess the level of criminal risk they present.Key Responsibilities and Accomplishments:•Help business to Provide recommendations on implementation and improvements on data quality, governance policies and procedures•Reviewing customers’ financial transactions to determine if there are any signs of money laundering or other illegal activity taking place•Investigating suspicious transactions for potential fraud or criminal activity•Analyzing financial data to detect potential money laundering activities such as large cash deposits or wire transfers involving multiple countries•Conducting training sessions on AML policies and procedures to employees who handle financial transactions or are involved in risk assessment activities•Reporting suspicious activities as a SAR (Suspicious Activity Report) to FinCEN•Maintaining an updated list of known or suspected criminals or terrorist organizations involved in money laundering activities•Monitoring new trends in financial crimes to identify new methods of money laundering•Recommending changes to AML procedures to increase effectiveness of compliance programs and detect criminal activity more quickly•Investigating information provided by banks, businesses, or other entities regarding possible violations of anti-money laundering laws

Education

• Rajiv Gandhi Prodyogiki Vishwavidyalaya

  Bachelor of Engineering - BE

• MAJOR S.D. SINGH DEGREE COLLEGE, MOHAMMDABAD,

  12th