Umesh Maskeri
Vice President - Legal, Compliance & Company Secretary @Practicing Company Secretary
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WORK HISTORY
Vice President - Legal, Compliance & Company Secretary @Practicing Company Secretary
Mumbai, IN
Engaged in various functions as a Practicing Company Secretary and ensuring completion of Company Law formalities for user companies like holding board meetings, Annual General Meetings, Preparation of Agenda, Notice, Minutes, Filing of Forms with Registrar of Companies. Ensuring regulatory compliance with the various regulatory compliances stipulated by the Securities and Exchange Board of India, National Stock Exchange of India, Bombay Stock Exchange, National Securities Depository Limited, Central Depository Services India Limited on day to basis; Functioned as a Scrutinizer for Annual General Meetings for e-voting and physical ballot; Conducting internal audit of stock broking and depository participant operations as per SEBI guidelines; Inspection of branches. Handling Secretarial Audit and other certification of forms, statements etc. Engaged in various activities like fund raising and other capital market activities for issuers and completion of formalities relating to merchant banking activities, insider trading and takeover codes. Engaged in all types of agreements and deeds. Engaged in formation, issue of shares, merger and amalgamation activities.
EDUCATION
Fellow of Institute of Company Secretaries of India
Company Law, Corporate Laws, Company Secretarial Practice
Indian Institute of Bankers
CAIIB
Government Law College, Mumbai
Diploma in Securities Law
Karnatak University
L.Lb.
Institute of Company Secretaries of India
FCS
Karnatak University
B.Sc
SKILLS
ABOUT UMESH MASKERI
A senior Company Secretary, Legal professional, commercial banking background, and armed with a diploma in Securities Laws. Having in depth knowledge about the intricacies and complexities of capital market maket operations for over two decades. Proven track record of setting up and developing securites market institutions from scratch. Has conceptual and working expertise in compliance, company law, SEBI guidelines and allied legislations keeping in line with changing market dynamics. Strength is legal drafting and designing workable solutions and resolutions to various situations; clearing road blocks and problem solving approaches. Specialties: Meticulous compliance with regulatory framework in financial services. Strong legal expertise, analytical thinking and drafting skills. Problem solving approaches. Believes in proactive measures.
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