Umashanker Sahu

About Umashanker Sahu

ERM and ORM Expertise. 15 Years of experience in Governance, Operational Risk Management & Compliance controls, Audit reporting, Risk Assessments, working knowledge of control evaluation set up, designing audit planning, Hands on work experience to help identify, access, mitigate all emerging risks in Financial Industry. Key Skills: Risk Management, Third Party Risk Management, Enterprise Risk Management, Operational Risk Management, Supplier Control Assessments, Internal & External Audits SSAE 18, SOC 1 Audit, GDPR Audit, Business Continuity Management AML, OFAC, KYC and SDN Compliance Screening of Financial Transactions Policy & Procedure Implementation Excellent communication and written skills Work independently with strong planning and organization skills

Experience

1. Manager - Governance, Risk Management & Compliance

   Hexaware Technologies

   Sep 2022 — Present · Mumbai, IN

   Responsible to Setup & Manage Risk Management processes under GRC ( Governance, Risk & Compliance): I. Operational Risk Management (ORM)- Managing Operational Risk Process, TPRM, Residual Risk Assessments, Risk & Control Assessments for BFS Clients II. Fraud Risk Management ( FRM)- Responsible to set up & Manage FRM Process, Fraud Risk Assessment, Fraud Identification, Fraud Prevention, Fraud Detection for BFS and Non- BFS clients.

Education

• International Business Management Institute (IBMI)

  Certification in Accounting & Finance, Finance and Financial Management Services

  2021 — 2021

• ITM Group of Institutions with SNHU USA

  Master of Business Administration (M.B.A.) Finance from Southern New Hampshire University, USA, Finance

  2009 — 2012

• NSE's Certified in Financial Markets

  Certification in Equity Derivatives, Finance, General

• University of Mumbai

  Master’s Degree, M.COM - Accountancy & Finance

  2011 — 2013

• BFSI Academy

  Investments Firms Certification - Risk Management

  2014 — 2014