Ujjwal Shinde

About Ujjwal Shinde

MBA Finance

Experience

1. Clm Specialist

   HSBC

   Feb 2025 — Present · Hyderabad, IN

   Experienced Client Lifecycle Management (CLM) Specialist (5 Years) with strong expertise in KYC,AML, CDD, EDD, Customer Onboarding, Sanctions review, PEP Review, Transaction Monitoring,strong expertise in risk based customer classification & UBO identification. Demonstrated ability toinvestigate and analyze complex financial transactions to identify potential financial crime risks.Skilled in regulatory compliance, risk assessment, fraud investigation, and end to end client duediligence across various entity types, working close with stake holders for the requirement. Proventrack record of improving processes, strengthening controls, and ensuring adherence to globalregulatory standards.• Performed risk based periodic KYC refresh reviews across complex entity structures includingFunds, Trusts, Corporates, Partnerships, Special Purpose Vehicles (SPVs), and Government OwnedEntities, ensuring compliance with internal AML policies and regulatory standards• Validate customer identity, ownership structure, Ultimate Beneficial Ownership (UBO), and natureof business through detailed document review and independent research• Identify high-risk customers (PEPs, complex ownership, high-risk jurisdictions) and escalate forEnhanced Due Diligence (EDD) review• Maintain accurate and audit-ready client records across multiple internal compliance systems• Update material changes including ownership, control, address, and business activity incompliance databases• Initiate event-driven and periodic KYC refresh reviews based on customer risk rating andregulatory timelines• Collaborate with Relationship Managers, Compliance, and Legal teams to obtain missingdocumentation and resolve KYC gaps• Consistently completed KYC reviews within defined SLAs while maintaining high quality andcompliance standards• Prepared and presented productivity metrics, aging report, and escalation summaries to seniormanagement

Education

• Sinhgad Institute Of Management

  MBA Finance, Accounting and Finance

• Sinhgad Institute Of Management

  Master of Business Administration - MBA, Finance, General

  2019 — 2021