Ujjwal K.
Financial Advisor @CI Assante Wealth Management
Signup · Get unlimited contacts
WORK HISTORY
Financial Advisor @CI Assante Wealth Management
Toronto, ON, CA
Sole advisor leading CI Financial’s Employee Financial Services (EFS) segment, with full ownership of client onboarding, advisory delivery, and ongoing relationship management.•Lead onboarding and transition of employees resulting from mergers and acquisitions, ensuring seamless transfer of investment accounts and advisory relationships.•Deliver holistic financial planning and investment advice across retirement, registered and non-registered accounts, aligned with employee compensation and benefit structures.•Conduct personalized financial consultations and education sessions to support employees during periods of organizational change.•Build long-term client relationships through proactive reviews, compliant advice, and tailored investment strategies that drive engagement and retention.
EDUCATION
Delhi University
Bachelor's degree, Physical Sciences
Humber College
Post Graduate Diploma, Global Business Management
ABOUT UJJWAL K.
I am a financial services professional with experience in banking, client advisory, fraud prevention, and compliance at leading Canadian banks including CIBC and TD. In my previous roles, I built strong expertise in relationship management, compliance, and problem-solving in fast-paced environments.I hold a BSc in Physical Science and a PGDM in Global Business Management from Humber College. I am MFDA licensed and currently preparing for the CFA Level I exam (Feb 2026) to further strengthen my knowledge in investments, risk, and wealth management.I am now actively seeking opportunities in banking, wealth management, insurance, compliance, and risk where I can apply my skills, grow my expertise, and contribute to organizational success.Core Skills: Financial advisory, compliance, fraud & risk prevention, client relationship management, business development, and cross-functional collaboration
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.