Tyler James H.
Director, Surveillance and Market Intelligence
- Role
- Director, Surveillance and Market Intelligence at FINRA
- Location
- Chicago, IL, US
- LinkedIn followers
- 500 followers
About Tyler James H.
Experienced Director with a demonstrated history of working in financial regulation.
Experience
Director, Surveillance and Market Intelligence
Sep 2023 — Present · Chicago, IL, US
Manages a team in FINRA\'s Market Regulation department that builds cross-market surveillance patterns and conducts reviews of irregular trading patterns and potential manipulation of equities, options, and security-based swaps, with a emphasis on trade-based manipulation.
Education
Quinlan School of Business, Loyola University Chicago
Master of Science - MS, Finance
2016 — 2019
Loyola University Chicago
Bachelor of Arts - BA, Economics and Political Science
2012 — 2016
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