Tunisia Harrison
Regulatory Compliance Professional @Compliance Risk Concepts Crc
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WORK HISTORY
Regulatory Compliance Professional @Compliance Risk Concepts Crc
EDUCATION
San Diego State University
Bachelor of Arts (BA), Communication, General
ABOUT TUNISIA HARRISON
Multi-faceted professional with over 15 years of experience in various facets of audit and compliance. Highly skilled in working independently in time-sensitive environments while achieving objectives, ensuring content integrity, and mitigating risk. Specialized expertise in branch audit, advertising review, and registration compliance. Dedicated problem-solver that is committed to thriving in team environments. Solid understanding of financial products including general securities, variable products, mutual funds, and alternative investments. Technical proficiency in Microsoft Office. Over 8 years of experience successfully and securely working remotely with a dedicated home office. Team effectiveness and productive communication skills using phone, email, Teams, Yammer and Zoom. FINRA Securities Registrations: Series 7, 24, 51 & 63
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