Tunisia Harrison

Regulatory Compliance Professional

Role
Regulatory Compliance Professional at Compliance Risk Concepts Crc
Location
Las Vegas, NV, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Tunisia Harrison

Multi-faceted professional with over 15 years of experience in various facets of audit and compliance. Highly skilled in working independently in time-sensitive environments while achieving objectives, ensuring content integrity, and mitigating risk. Specialized expertise in branch audit, advertising review, and registration compliance. Dedicated problem-solver that is committed to thriving in team environments. Solid understanding of financial products including general securities, variable products, mutual funds, and alternative investments. Technical proficiency in Microsoft Office. Over 8 years of experience successfully and securely working remotely with a dedicated home office. Team effectiveness and productive communication skills using phone, email, Teams, Yammer and Zoom. FINRA Securities Registrations: Series 7, 24, 51 & 63

Experience

  1. Regulatory Compliance Professional

    Compliance Risk Concepts Crc

    Jul 2023 — Present

Education

  • San Diego State University

    Bachelor of Arts (BA), Communication, General

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Tunisia Harrison — Regulatory Compliance Professional at Compliance Risk Concepts Crc in Las Vegas, NV, US | Unifers