Tu Nguyen
VP, Head of AI & Emerging Technologies at Osaic | Solution Architect
- Role
- VP, Head of Ai & Emerging Technologies at Osaic at Osaic
- Location
- Omaha, NE, US
- LinkedIn followers
- 500 followers
About Tu Nguyen
I build and scale businesses through technology, operations, and disciplined…
Experience
VP, Head of Ai & Emerging Technologies at Osaic
Jan 2022 — Present
As Head of AI & Emerging Technologies, I spearhead Osaic’s enterprise AI strategy by engineering cutting-edge AI ecosystems that transform how financial professionals operate, engage clients, and scale their practices. I design and deploy advanced capabilities, from agentic RAG knowledge systems to adaptive advisor enablement platforms, delivering production-ready AI that integrates advanced machine intelligence with business strategy, regulatory precision, and a seamless advisor experience.In parallel, as VP of Solution Architecture, I lead the vision, roadmap, and architecture for enterprise platforms. My most notable achievement is the design of Osaic’s Client & Account Straight-Through Processing (STP) platform, which unified 12 broker-dealers into a single BD. This transformation enabled the migration of advisors, more than 4 million clients, over 7 million accounts, and assets exceeding $700 billion, all with precision, scalability, and zero operational downtime.I bring a strong blend of technical depth and business expertise in the wealth management industry. I have built SaaS-based client and account management technologies and led platform integrations with industry leaders such as Envestnet and Orion for wealth management solutions, and Pershing and National Financial Services for custodian clearing. This experience allows me to architect solutions that are operationally sound, regulatory compliant, and commercially scalable.Focus Areas and Passions- Scaling responsible AI in wealth management- Building agentic and adaptive AI systems- Designing and scaling account and client management technology- Delivering SaaS solutions for financial services- Enabling advisor-centric technology platforms- Creating financial access through digital tools- Designing innovation ecosystems that endure
Skills
- Entrepreneurship
- C#
- .net
- Asp.net Mvc
- New Restaurant Openings
- Vb.net
- Solution Architecture
- Mobile Technology
- Project Management
- Active Directory
- Wcf
- Business Development
- Microsoft Sql Server
- Asp.net
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