Troy Brisbois
Head of Compliance @InvestCloud, Inc.
Tampa, FL, US
EMAILS
MOBILE NUMBERS
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WORK HISTORY
Oct 2015 — Present
Head of Compliance @InvestCloud, Inc.
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Tampa/St. Petersburg, FL, US
EDUCATION
1986 — 1990
Largo Senior High School
High School Diploma
1994 — 1997
St. Petersburg College
Associate of Science (A.S.)
1994 — 1997
St. Petersburg College
Associate of the Arts (A.A.)
SKILLS
Contact Center ManagementService ProvidersPolicy DevelopmentInvestmentsProcess ImprovementSeries 7Personnel SupervisionFinancial RiskAsset ManagementComplianceTradingOversightTrainingBusiness ContinuityAsset ManagmentEtfsInvestment ManagementVariable AnnuitiesInvestment AdvisoryFinancial AdvisoryKycUniform Combined State LawVendor PartnershipsFinancial ReportingAlternative InvestmentsEmployee EngagementRegulatory RequirementsPolicyOperational RiskAuditingAsset AllocationMutual FundsRisk ManagementTeam LeadershipSecurities RegulationSecuritiesOfacKey Client RelationshipsCall Center AdministrationCustomer Service
ABOUT TROY BRISBOIS
Operations, Compliance and Risk Management Professional with in-depth experience focused…
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