Troy Leek

About Troy Leek

Experienced Senior Business System Development Manager with a demonstrated history of global leadership working in the financial services industry. Skilled in Operations Support Management including implementation methodologies/systems development lifecycle, Risk Management, Process Re-engineering, Governance, Remediation, and Banking. Led operational support teams to ensure issues were identified and mitigated. Experienced in effectively leading and executing regulatory and compliance driven initiatives. Progressive management experience in developing strategy and cohesive project alignment; while mitigating operational risks and consumer harm. Strong operations professional with a BS focused in Information Technologies from the University of Phoenix.

Experience

1. Compliance Consultant 3

   Wells Fargo

   Jul 2018 — Present · Salt Lake City, UT, US

   Conduct regulatory compliance testing from start to finish• Validate the corrective actions taken by the line of business to resolve identified regulatory issues• Research and understand the regulatory risks that exist within specific business processes• Design and document regulatory compliance control testing scripts• Develop strategies to effectively sample the relevant population• Evaluate the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls• Identify issues resulting from conducting regulatory compliance examinations• Report findings and recommendations to senior management• Work with the line of business to understand the business processes and the controls that have been established to mitigate the risk• Provide credible challenge to line of business group regulatory compliance risk management activities• Build strong relationships and collaborate effectively across the Operations group, as well as with other line of business, Corporate Compliance, Legal, and Audit partners• Monitor and assess regulatory changes and impacts• Coordinate and support compliance risk assessments (SHRP, etc.)

Education

• University of Phoenix

  BS, Information Technologies / Web Design

  2009 — 2013

Skills

• Problem Solving
• Operations Management
• Micrsoft
• Performance Management
• Financial Services
• Leadership
• Credit
• Micrsoft Office
• Program Management
• Banking
• Risk Management
• Team Management
• Strategy
• Microsoft Word
• Six Sigma
• Team Leadership
• Sdlc
• Business Process
• Requirements Gathering
• People Development
• People Management
• Change Management
• Team Building
• Management
• Microsoft Excel
• Governance
• Hiring
• Coaching
• Data Analysis
• Business Process Improvement
• Customer Experience
• Process Improvement
• Business Requirements
• Customer Service
• Process Engineering
• Cross Functional Team Building
• Team Motivation
• Business Analysis
• Mentoring
• Micrsoft Sharepoint