Troy Humphries

Senior Operations Analyst @R.J. O\'brien

Chicago, IL, US

Proven knowledge of all aspects of clearing, confirming, reporting and settling FX Spot, Forward, Swap, DVP, EFP, NDF, NDO, Precious Metal, Vanilla & Exotic Options and Commodity Futures.• Responsible for integrating, configuring static data and testing key back office functions of FSS Spectrum.• Advised and tested new releases, service packs and hot fixes for FX statements, confirmations, commissions, accruals, reporting and trade messaging.• Documented and streamlined the client onboarding process to get accounts opened within one day.• Supported STP trade processing and matching via various internal/external feeds, systems and platforms.• Participated in regulatory reporting projects due to NFA, Dodd Frank, Swap Dealer & EMIR requirements.• Assisted in the onboarding and implementation of a new European entity that allowed business expansion.• Instrumental in defining, testing and integrating a proprietary EFP GUI.• Effectively liaise with both internal & external front, middle & back office staff to resolve trade breaks. • Performed daily control reconciliations of prime broker accounts, bank accounts and futures accounts.• Confirmed daily netting with counterparties, verified collateral requirements, calculated cash forecasting amounts and prepared/released domestic and international wires.• Calculated and executed the firm’s net daily fx conversions due to client requests.• Assisted internal/external auditors with regulatory and financial audit requests.

Bob Jones University

B.S., Accounting