Tribhuwan Sharma

WORK HISTORY

EDUCATION

ABOUT TRIBHUWAN SHARMA

I am Tribhuwan Sharma. I have 1.5 years of experience with Infosys. Currently working with Deutsche Bank since 2013 till date. I have done my under graduation and post graduation in Commerce.“Currently I am a part of quality check team. Wherein, we review the client as per risk rating provided by maker (Who worked on particular client). Based on their review we perform our KYC checks on the client keeping all updates and regulatory requirements in mind. We take care of the major risk factors. E.g.(Country risk, Entity type, Industry type and Product risk). While reviewing the client, if we find any additional or suspicious information which can put the bank at risk, we highlight the same and escalate to AFC.”1. Review and adhere to DB Global KYC Policy & AML policies & procedure;2. Review completeness of a client\'s KYC (Know Your Customers) i.e. documentation/information and identifying missing documentation/information that needs to be obtained;3. Ensure compliance with all regulatory requirements, including Anti Money Laundering (AML) regulations such as USA PATRIOT ACT, BSA, FATCA, FCPA, OFAC Sanctions etc,4. Performing searches (PCR, RDC, Fircosoft, World Check and LexisNexis) to identify any risk/adverse information related to the client;5. Working closely with the Sales team and AML Compliance team;6. Performing QA (internal QC & 4 eye checks)7. To ensure KYC reviews are in accordance with all the prevailing regulatory guidelines, i.e. USA Patriot act, 3rd EU MLD, MIFID Classification, and Deutsche Bank’s internal AML policies. Also, to ensure completion of pipeline on time and with the highest standards of quality.8. To keep myself and team up to date with KOPs (Key Operating Procedures)9. Perform KYC checks diligently on new client to avoid any risk.10. Give the feedback to analyst on KYC file on regular basis.