Tracy Zimmerer
Financial Services Leader | Operational Excellence | Supervision | Risk Management | Project Management | Client and Vendor Management | FINRA Series 7, 24, 27, 51, 53, 66
- Role
- Director, Investment Advisor Operations at Equitable Advisors
- Location
- Philadelphia, PA, US
- LinkedIn followers
- 500 followers
About Tracy Zimmerer
Financial services operations leader with expertise in regulatory oversight, supervision,…
Experience
Director, Investment Advisor Operations
Dec 2023 — Present
Education
West Chester University of Pennsylvania
Bachelor of Science
Skills
- Management
- Series 63
- Investments
- Fixed Annuities
- Securities
- Retirement Planning
- Finra
- Financial Services
- Insurance
- Series 24
- Training
- New Business Development
- Mutual Funds
- Life Insurance
- Series 7
- Trading
- Investment Advisory
- Rule 10b5-1
- Retirement
- Strategic Financial Planning
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.