Tracy Chung
- Role
- Charles Schwab
- Location
- Austin, TX, US
- LinkedIn followers
- 500 followers
About Tracy Chung
Institutional compliance with IA Rules Specialties: Series 7, 66, and…
Experience
Present
Education
University of California, Berkeley
BA, Economics
1997 — 2000
Skills
- Options
- Fund Administration
- Investment Management
- Variable Annuities
- Etfs
- Series 63
- Aml
- Broker-Dealer
- Due Diligence
- Hedge Funds
- Valuation
- Investment Strategies
- Alternative Investments
- Iaccp®
- Equities
- Portfolio Management
- Bloomberg Terminal
- Fixed Income
- Capital Markets
- Series 7
- Financial Advisory
- Uniform Combined State Law
- Mutual Funds
- Risk Management
- Fund of Funds
- Financial Markets
- Trading
- Quantitative Analytics
- Finra
- Wealth Management
- Derivatives
- Financial Analysis
- Series 65
- Asset Management
- Investment Advisory
- Series 66
- Series 6
- Insurance
- Series 24
- Asset Managment
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