Takesha Pollock
- Role
- Vice President, Senior Compliance Manager at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
Finance & AccountingView LinkedIn profile
About Takesha Pollock
As a seasoned professional with over 15 years of dedicated experience in Asset Management…
Experience
Vice President, Senior Compliance Manager
Dec 2015 — Present
Education
University of Houston-Downtown
Bachelors of Business Administration, Accounting
Duke University
Wells Fargo Compliance Leadership Program
2017 — 2017
NRS Center for Compliance Professionals
Investment Adviser Certified Compliance Professional(inactive)
North Carolina Agricultural and Technical State University
Bachelor of Science, Finance
Barry University
Master of Public Administration - MPA
Skills
- Policy
- Asset Management
- Reviews
- Issue Management
- Investment Advisor Compliance
- Ofac
- Hedge Funds
- Compliance Program Management
- Sec
- Risk Management
- Compliance Testing
- Erisa
- Compliance Remediation
- Compliance Assessments
- Fixed Income
- Risk Assessment
- Mutual Funds
- Compliance Implementation
- Securities
- Compliance Oversight
- Securities Regulation
- Compliance Monitoring
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