Torben Winther
Head of Compliance Policy, Training, Education & Awareness and Audit Management / Strategy and Planning\".
- Role
- Director, Compliance at Wells Fargo
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Torben Winther
Senior Compliance and Operational Risk Executive with 30+ years of experience at financial institutions. Strong record of implementing risk management practices, mitigating operational risk, and driving regulatory compliance. Interest in emerging technologies, fintech, and financial markets. Innovative leader with broad expertise partnering with business units in large and small financial institutions to implement governance structures, new business initiatives, change management, and creative compliance and operation risk solutions through the use of technology. Focus on building strong, diverse, and motivated teams to build confidence and credibility with senior stakeholders and proven ability to drive consensus across complex functions. Maintain the following FINRA licenses: Series 4, 7, 8, 9, 10, 14, 24, 63 and 65.
Experience
Director, Compliance
Jul 2022 — Present · New York, NY, US
Education
Copenhagen Day and Night School
BA
1980 — 1984
Skills
- Finra
- Capital Markets
- Wealth Management
- Compliance
- Series 7
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