Tony Pook
Risk Consultant @Hargreaves Lansdown
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WORK HISTORY
Risk Consultant @Hargreaves Lansdown
Bristol, GB
EDUCATION
Chartered Insurance Institute
Diploma in Financial Planning. Advanced FPC - FPC1,2 and 3, G10 (with distinction), G20, G30 and G60
International Compliance Association
ICA Advanced Certificate in Compliance (with merit)
SKILLS
ABOUT TONY POOK
A successful and professionally qualified Risk and Compliance Manager with extensive experience within Financial Services and a proven track record of delivering business-focused compliance, risk and controls excellence across multiple functions, sites and brands. Areas of specialism 1. Governance, Risk & Controls - developing the Enterprise Wide Risk Management Framework to improve risk management culture, process, systems and outcomes2. Compliance - ensuring Regulator rules are understood and effectively managed3. Monitoring - reviewing and assessing business activity in order to provide assurance on the adequacy and effectiveness of controls and to identify opportunities for improvement 4. Guidance - advising business areas on various issues relating to compliance and risk5. Leadership - building, coaching and developing high performing teamsKey Skills / CompetenciesThorough understanding of the Life, Pensions, Banking and Insurance industry including regulatory and legislative requirements and governance frameworks, operational risk management concepts and methodologies, coupled with practical experience of implementing operational risk and control frameworks as well as regulatory change delivery Professionally qualified - Chartered Insurance Risk Manager, ICA Advanced Certificate in Compliance (with Merit), Diploma in Financial Planning (DipPFS)- Level 4 qualified, Advanced Financial Planning Certificate and Associate of the Chartered Insurance InstituteExcellent stakeholder and customer relationship management with ability to communicate effectively at all levelsStrong analytical, planning, report writing and delivery skills
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