Tony Pradhan

About Tony Pradhan

As a Compliance Anti Money Laundering Risk Management Officer I have identified control gaps that reduced regulatory exposure. I have improved QA accuracy and reduced repeat findings. I have escalated high risk cases before they become enforcement issues.I seek ways to use artificial intelligence solutions to provide predictive analytics. I have been considered an expert in Suspicious Activity Reports and in Quality Control for cases done by Analysts. Expert in Enhanced Due Diligence (EDD) and laws applicable to money laundering, terrorist financing and FTX, and other applicable financial/securities related crimes (eg, insider trading, market manipulation), including the Bank Secrecy Act. Experience in managing regulatory exams and relationships with examiners and FDIC.

Experience

1. Aml Compliance (Quality Control, Suspicious Activity Reporting to Various Law Enforcement Agencies)

   Citi

   Nov 2013 — Present · US

   Manage and provide Suspicious Activity reporting information to regulatory exams and relationships with examiners and auditors and DOJ, FINCEN, OCC, SEC, IRS and NYPD. Assist in all matters concerning financial crimes in coordination with the broader AML teams all across USA. Conduct on-going risk assessment, administer monitoring, maintain suspicious activity reporting and provide information to CPB, ICG, FIU and PBWM.Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm\'s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy.314 B inquiries, KYC Risk Rating Override.

Education

• Columbia University

  Master of Computer Applications - MCA, Business Administration and Management, General

• University of Regina

  Bachelor's degree, Accounting and Economics

• Saint Peter's University

  Master of Business Administration - MBA, Computer Science and Finance