Tony Grant
Finance / Accounting Professional
- Role
- Principal Analyst at FINRA
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
Experience
Principal Analyst
Sep 2017 — Present · Washington, DC, US
Conducts comprehensive reviews of varying complexity to identify and address unusual or inconsistent market activities indicative of potential violations of federal securities laws. Develops robust models that effectively translate data points into actionable regulatory insights. Proactively performs routine reviews and investigations to ensure compliance. Facilitates and meticulously documents findings from examinations of all complexities. Proactively gathers regulatory intelligence using internal FINRA systems. Analyzes and processes complex data sets with precision, leveraging advanced querying, visualization, and analytics tools. Engineered and established a robust risk framework to enhance compliance and oversight.
Education
The Wharton School
Bachelor of Business Administration (B.B.A.), Accounting
1995 — 1999
Yale School of Management
Executive MBA Candidate, Class of 2026
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