Tony Carroll
Technical Director @Tcc Group
Leeds, GB
EMAILS
MOBILE NUMBERS
+91 *********19
Signup · Get unlimited contacts
WORK HISTORY
Oct 2023 — Present
Technical Director @Tcc Group
View department →
Working as part of an innovative consultancy to offer regulatory, governance and advisory support to firms across the financial services spectrum. Part of a multi-skilled team offering managed services, specialist resourcing, Section 166 work, regulatory project delivery and ongoing support.
SKILLS
Strategic Financial PlanningWealth ManagementPolicy AnalysisComplaint ManagementInvestigationOperational RiskCorporate GovernanceTcfDue DiligenceKycFinancial AdvisoryGovernanceStakeholder ManagementRoot Cause AnalysisPolicyComplianceOperational Risk ManagementQuality AssuranceInheritance Tax PlanningSavingsProtectionInvestmentsFinancial PlanningRisk ManagementFinancial RiskWealthRetirement PlanningPensionsIncome ProtectionData Protection ActFinancial RegulationFinancial ServicesOperations Management
ABOUT TONY CARROLL
A senior compliance professional with wide ranging conduct risk experience including…
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.