Tom Swoboda
Senior Manager at PwC
- Role
- Senior Manager at PwC
- Location
- Lees Summit, MO, US
- LinkedIn followers
- 500 followers
About Tom Swoboda
I am an Investment Associate at NorthPoint Development within the Capital Team to source…
Experience
Senior Manager
Aug 2012 — Present · Kansas City, MO, US
In my current role at PwC within the Financial Services Risk and Regulatory platform, I\'ve led and managed advisory engagements that help financial institutions navigate regulatory complexity and transform their operations to meet regulatory requirements or respond efficiently. I’ve had the opportunity to work across multiple markets, including New York, Chicago, and Kansas City, partnering with clients to solve challenges related to regulatory compliance, risk management, and operational transformation. Examples of focused work includes managing regulatory reporting schedules and helping clients meet commitments to external regulators, often under frameworks like Dodd-Frank, FRB, and OCC guidelines, and NAIC model laws.I\'ve also had experience collaborating with SaaS providers in group and life insurance to co-develop market strategies and enable joint business development efforts. Beyond compliance, I enjoy helping clients rethink how they structure their operations with technology and bringing together stakeholders from legal, compliance, sales, and operations to align priorities and drive meaningful change.
Education
University of Missouri Law School
JD, Law
2009 — 2012
University of Missouri
BA, Finance and Banking; an emphasis in Real Estate
2004 — 2008
Skills
- Finance
- Courts
- Due Diligence
- Management
- Financial Services
- Derivatives
- Financial Analysis
- Financial Risk
- Marketing
- Loans
- Valuation
- Risk Management
- Private Equity
- Financial Reporting
- Customer Service
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