Tom Schadegg

Experience

1. Vice President, Periodic Review Manager

   U.S. Bank

   Jan 2022 — Present · Minneapolis, MN, US

   As a Periodic Review Manager I lead and manage a team of 6 Team Leads with 10 Analysts reporting to each Team Lead. I ensure teams conduct time-sensitive reviews and analysis of Know Your Customer (KYC) activity, potential Anti-Money Laundering (AML) activity, and/or unusual financial activity. As aPeriodic Review Manager I will take appropriate action based on account and customer characteristics on routine issues and I have decision making ability which directly affects the risk to the bank. I will partner and communicate across CDDO Team, BL Financial Crime Compliance (FCC) Teams, and Audit Partners (such as QA, CQA, and CAS).I partner with leaders in their assigned Line of Business, Risk/Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending on the function, oversee the successful creation, implementation, and maintenance of an effective risk management framework. Lead projects and/or activities that ensure compliance with applicable federal, state and local laws and regulations. Facilitate the identification of gaps and drive solutions that minimize losses resulting from inadequate internal processes, systems or human errors. I ensures the active identification, response and/or escalation of risks as appropriate. May influence policies and procedures to maximize profit potential and minimize regulatory exposure. Accountable for an effective partnership between the Line of Business and the Lines of Defense.As a Periodic Review Manager will have direct responsibility of leading teams who perform the following responsibilities:• Manages daily volume to ensure reviews are completed timely and in accordance with the Enterprise Financial Crime Compliance (EFCC) Know Your Customer (KYC) Policy and operational procedures.• Ensures the active identification, response, and/or escalation of risks as appropriate.• Coach and develop Team Leads and Analysts and ensure team members have documented development plans.

Education

• Hamline University

  Bachelor's degree, Business Administration and Management, General

  2004 — 2007

• Simley Highschool

  Diploma

  1999 — 2003

Skills

• Mortgage Lending
• Commercial Lending
• Customer Service
• Loans
• Leadership
• Fha
• Banking
• Microsoft Office
• Sales
• Lines of Credit
• Finance
• Management
• Team Building
• Credit
• Consumer Lending