Todd A. Mustard
Executive Director, Senior Lead Business Execution Consultant Public Affairs - Strategic Execution @Wells Fargo
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WORK HISTORY
Executive Director, Senior Lead Business Execution Consultant Public Affairs - Strategic Execution @Wells Fargo
Charlotte, NC, US
As part of the Public Affairs Strategic Execution, assists with establishing and the execution of the following front line risk programs across Public Affairs; Compliance, Conduct Risk, Financial Crimes (Anti-Bribery and Corruption, Global Sanctions, and AML), Fraud, Policy Management and Reputation Risk. Responsible for performing ongoing Risk and Control Self Assessments (RCSA); evaluating governance documents, risk, internal controls, control ratings, and monitoring and testing to identify gaps and potential exposure. Monitors the remediation of compliance risk issues in an effective and timely manner. Partners with the Control team, Compliance and IRM partners to evaluate the adequacy and effectiveness of policies, procedures, processes, internal controls and business systems.
EDUCATION
Westminster College (PA)
Bachelor of Arts (B.A.), Business Administration and Management, General
SKILLS
ABOUT TODD A. MUSTARD
A senior leader with (27) years of experience in the financial services industry (bank and broker-dealer), including extensive compliance/risk management and leadership/managerial experience including managing teams nationally across diverse locations. Primary areas of experience include assisting frontlines with improving and managing risk programs such as Compliance, Conduct, Financial Crimes, Fraud, Policy Management, Reputation Risk and Supervision/Surveillance. Opinions and comments expressed by LinkedIn Members are those of the persons submitting them and do not necessarily represent the views of the creator of this profile or their firm.
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