Timothy Engles

About Timothy Engles

Experienced financial services professional with over 18 years of experience and a broad knowledge of equities, options, and fixed income markets. Possess a strong and broad knowledge of USA Patriot Act, Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Know Your Customer (KYC), SEC, FINRA, FSA, FATF, OFAC Sanctions. Possess excellent problem solving, analytical and organizational skills with a proven ability to work effectively in a fast paced and demanding environment. Strong interpersonal skills to work in a team oriented workplace.

Experience

1. Aml Analyst

   HSBC

   Mar 2014 — Present · New York, NY, US

   Anti money laundering analysis.Investigate all suspicious banking activity for correspondent customers and wealth management.Payment and cash management analysis and monitor any suspicious actvity involving all transactions globally

Education

• University of Scranton

  Bachelor Degree

  1988 — 1993

Skills

• Financial Risk
• Trading
• Portfolio Management
• Market Making
• Fidessa
• Asset Management
• Equity Valuation
• Securities Lending
• Bloomberg
• Securities
• Financial Services
• Settlement
• Market Data
• Financial Modeling
• Equity Capital Markets
• Finra
• Hedge Funds
• Series 63
• Financial Markets
• Electronic Trading
• Trading Strategies
• Equity Research
• Equities
• Due Diligence
• Middle Office
• Alternative Investments
• Options Strategies
• Etfs
• Trading Systems
• Equity Derivatives
• Risk Management
• Capital Markets
• Back Office
• Investments
• Mutual Funds
• Fixed Income
• Series 24
• Aml
• Options
• Investment Banking