Tim Donahue
Senior Director, Head of Brokerage Compliance at Vanguard
- Role
- Dispute Resolution Arbitrator at FINRA
- Location
- Philadelphia, PA, US
- LinkedIn followers
- 500 followers
About Tim Donahue
Experienced financial services leader with 20+ years of success in leading organizations through complexity and change. Skilled in the Wealth Management sector of Financial Services industry (Broker-Dealer & Investment Advisory).
Experience
Dispute Resolution Arbitrator
May 2016 — Present
Education
Saint Joseph's University
Bachelor of Science, Finance
The Wharton School
SIFMA Securities Industry Institute® - Executive Development Program
2015 — 2017
La Salle University
Master of Business Administration - MBA
Skills
- Securities
- Investment Advisory
- Retail Brokerage
- Equity Capital Markets
- Finra
- Private Wealth Management
- Fiduciary Services
- Equities
- Corporate Services
- Investment Operations
- Capital Markets
- Financial Services
- Regulatory Compliance
- Mutual Funds
- Trading
- Investment Banking
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