Nolan

Experience

1. Client Onboarding and Integration Manager - Director - Global Markets - Investment Bank

   UBS

   Jun 2017 — Present · Raleigh, NC, US

   Manage the integration of Legacy Credit Suisse clients onto the UBS platform ensuring all associated parties (internal/external) adhere to due diligence based on relevant risk, jurisdictional regulations, and UBS Anti Money Laundering (AML) policies• Effectively communicate with client and sales to create a positive client experience while obtaining required regulatory documentation • KYC/AML subject matter expert providing guidance to various stakeholders within the bank• Responsible for institutional framework, account system set ups, and downstream impact on settlement of Fixed Income, Equity, Securitized Products, Loans, and Equity Derivatives trades• Partner with Senior Management and stakeholders across multiple divisions including Credit, Legal, Sales and Trading, Financial Crime Compliance, Tax, Regulation Due Diligence• Facilitate the negotiation of Legal Agreements with all internal/external stakeholders and collect Legal Due Diligence based on product types and global jurisdiction• Manage ad-hoc projects associated with various changes in regulatory requirements and policies• Provide Global oversite during the Onboarding process supporting 7 jurisdictions -United States, Cayman Islands, Canada, Latin America, Europe, Australia, and APAC• Mentor colleagues within the Client Onboarding team, junior sales colleagues, and internal stakeholders

Education

• Briar Cliff University

  B.A.

Skills

• Leadership
• Microsoft Word
• Public Speaking
• Management
• Program Management
• Budgets
• Powerpoint
• Microsoft Excel
• Recruiting
• Microsoft Office
• Sales
• Risk Management
• Project Planning
• Process Improvement
• Equities
• Project Management
• Prime Brokerage
• Data Analysis
• Time Management
• Retail
• Event Management
• Access
• Fundraising
• Forecasting
• Strategy
• Settlement
• Change Management
• Strategic Planning
• Middle Office
• Financial Analysis
• Training
• Outlook