Tim Baros

Assistant Vice President - Kyc Officer - Institutional Cash Sales & Client Management @Deutsche Bank

KYC Risk Assessment on institutional clients. • Request documents from clients according to periodic review timelines and follow up to ensure complete and timely delivery, fill in relevant KYC forms/systems, update client KYC profiles driven by material events such as change of client name, ownership or negative news, etc. • Lead KYC-related client discussions and AML interviews for periodic review with clients. • Conduct and assess Account Activity Reviews for continuous monitoring of clients’ transaction flows. • Liaise with local Compliance, AFC and Sanction & Embargo teams as well as other infrastructure and product teams for file specific clarifications creating a holistic KYC record. • Support KYC aspects of regular and ad hoc MIS reporting / analysis • Named ‘GTB Hero of the Month’ – May 2019 • Named to the Involve EMPower List 2023 Future Leaders Role Model list, nominated for a National Diversity Award 2023 and a D&I Award nominee at Deutsche Bank 2022. • Participated/participating in dbENRICH (mentoring junior employees), dbPride, dbACE (DB Awards for Creative Entrepreneurs), and dbGO (Build Your Strength Circles) October 2017 - July 2018 Senior Client Relationship Manager (Maternity Cover) Assistant Vice President - Global Markets Operations • Senior cross product escalation point of contact to resolve top tier client queries/issues, hosted conference calls to improve query resolution. • Coordinated client specific projects/initiatives, gatekeeper to monitor internal client performance, drove improvements. • Regular relationship visits to assess operational issues clients may be facing, discuss market Initiatives, and drive vendor/STP connectivity to identify mutual efficiency opportunities. • Collaborated with product areas and clients to identify change requirements, and ensured compliance of regulatory protocols. • Monthly MIS Analysis and Reporting. • Member of the Brexit Client Communications Committee.