Thomas Pugliese

About Thomas Pugliese

Diverse background in financial services operations including sales, operations, and…

Experience

1. Vice President

   Barclays

   May 2019 — Present · Whippany, NJ, US

   Group responsible for providing strategy and execution in delivering and sustaining a governance and control program that assures pragmatic and sustainable business process maturity and effective alignment of all governance and risk management activities • Partner with Chief Control Office in setting, maintaining, and implementing the risk management framework within which the first line of defense can operate • Identify deficiencies in control practices and business processes • Deliver focused management information and reporting commentary to enable senior leadership • Provide support for internal audit management and deliverables

Education

• Seton Hall University

  BA, Major Concentration in Business Management - W. Paul Stillman School of Business

  1999 — 2003

Skills

• Bonds
• Asset Allocation
• Mutual Funds
• Risk Management
• Market Making
• Equity Research
• Derivatives
• Market Data
• Controls Assessment
• Asset Management
• Capital Markets
• Series 7
• Process Improvement
• Equities
• Series 63
• Relationship Management
• Emotional Intelligence
• Bloomberg Terminal
• Investments
• Hedge Funds
• Proprietary Trading
• Portfolio Management
• Equity Trading
• Electronic Trading
• Trading Systems
• Securities
• Prime Brokerage
• Alternative Investments
• Quality Control
• Finra
• Equity Derivatives
• Financial Services
• Bloomberg
• Financial Markets
• Etfs
• Trading
• Time Management
• Fx Options
• Fixed Income